监管与调查

我们的国际团队数十年来始终站在重大监管与调查事务的前沿,服务对象涵盖企业机构与个人客户。

Businesses face an increasing burden of regulation, which is being more extensively monitored and aggressively enforced than ever before.

That burden is also ever-changing, and the challenges of compliance are multiplied by the interaction of different regulatory regimes, regulatory priorities and enforcement priorities, often across multiple jurisdictions. Navigating the complexity of a regulatory investigation can be daunting.

Our team of specialists, based across our network of international offices includes former prosecutors and regulators and those with experience of working in-house as well as in private practice. This enables us to offer insight and industry experience, in addition to regulatory knowledge, to help clients navigate regulatory complexity, and proactively manage regulatory challenges and risks as they emerge.

Much of our work does not make the headlines, as we manage to steer our clients away from regulatory enforcement or criminal prosecutions.

First-class, well-resourced firm offering an excellent white-collar crime and regulatory service.

The Legal 500 2025

We advise across the full breadth of regulatory and investigations work including:

  • Regulatory investigations and enforcement
  • Internal investigations
  • Legal and regulatory risk management
  • Compliance advice
  • Criminal investigations and prosecutions

奖项及认可

最新消息及见解

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Financial Services Regulation

Failure to prevent fraud: corporate prosecution guidance updated

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Financial Services Regulation

Non-financial misconduct in financial services

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Services

Failure to prevent fraud: UK Finance Guidance for the financial services sector

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Financial Services Regulation

Threats to financial sanctions compliance in the UK financial services industry

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Financial Services Regulation

Money laundering through the markets: The FCA publishes updated guidance

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Financial Services Regulation

The FCA's proposals on the Government's growth agenda

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Financial Services Regulation

What is Inside Information under the UK Market Abuse regime? Any the wiser?

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Financial Services Regulation

Failure to prevent fraud: key points from the Government Guidance

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Financial Services Regulation

Markou v Financial Conduct Authority [2024] EWCA Civ 1575

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Financial Services Regulation

"Pump and dump" share ramping – guilty plea in $100 million share manipulation scheme

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