Protecting our clients' interests and reputations is our top priority when it comes to corporate investigations.
Our international team is trusted by clients to handle corporate investigations related to regulatory, criminal and misconduct matters across a wide range of industries, both regulated and unregulated. We bring deep experience and practical expertise to every investigation, adopting a focussed and appropriate approach, ensuring that your company receives clear, actionable advice at every stage.
We support companies and their boards in responding to issues that can arise from whistle-blower reports, regulatory or law enforcement interests, audit findings, litigation, or market announcements. Our experience covers a broad spectrum of matters, including anti-money laundering, market abuse, employee misconduct, internal fraud, export controls and sanctions, bribery, and data protection. We also have unique experience conducting statutory investigations and reviewing the actions of financial regulators, helping clients learn lessons and prepare for future regulatory challenges.
Our approach goes beyond simply investigating issues - we work closely with our clients to develop policies, procedures, and guidance to help prevent problems before they arise. By collaborating with specialists in our data protection, funds, compliance, and employment teams, we provide comprehensive support to manage every aspect of an investigation and minimise potential risks, including litigation and civil claims.
They have particular specialisms in this area and a strong team with relevant experience.’
Chambers and Partners 2025
With our global reach and strong relationships with leading firms in jurisdictions where we are not based, we are well positioned to support you wherever your business operates. We work collaboratively with you, to help you navigate complex situations with confidence, protect your reputation, and ensure your business is prepared for the future.
我们的服务
A major UK pension provider and asset manager
- Conducting an internal investigation concerning allegations of misapplication of the Senior Managers and Certification Regime ("SMCR") within the client firm and other breaches of FCA regulation.
A leading financial services and asset management company
- An internal investigation involving whistleblowing allegations of financial and non-financial misconduct. We conducted an extensive internal investigation into the relevant issues at short notice, as well as engaging with the FCA and the PRA in relation to the same.
Investment bank
- Conducting an extremely sensitive internal investigation into the conduct of one of the bank's most senior executives.
An international bank
- Advising in relation to an internal investigation involving whistleblowing allegations of financial and non-financial misconduct. Advising in relation to the root cause analysis and lessons learned.
A trade body
- Acting in the UK in connection with an internal investigation concerning misappropriation of company assets by a senior executive within the entity. We undertook a large scale and forensic investigation into the alleged misconduct and advised the Board of the outcome of this investigation.
Recognised Investment Exchange
- Conducting an investigation for a UK RIE.
Asset management firm
- Advising on an internal investigation prompted by whistleblowing allegations, suggesting that one of their employees may have been involved in bribery. Given the complex nature of the allegations and the potential risk of inadvertently alerting individuals within the organisation, we provided guidance on best practice to ensure a thorough, but discreet investigation.
A major pension scheme manager
- Conducting an internal investigation into whistleblower concerns in relation to its regulatory reporting as an Alternative Investment Fund Manager (AIFM) under the AIFMD and the FCA's Handbook.
Sanctions
- Conducting an internal investigation into a suspected breach of sanctions against Iran by a French subsidiary of a US group in the IT sector, following receipt of an anonymous alert, and developing a strategy to deal with the US authorities.
Financial regulation is constantly evolving, with ever more complex and intrusive rules.
In an already competitive global environment, an ever-changing regulatory landscape creates additional challenges for financial services firms. We are experts in guiding clients through their regulatory obligations in a practical and commercially-oriented way, providing bespoke technical advice on complex legal and regulatory issues.
Our team of experts help clients navigate the complexities of financial regulation such as anti-money laundering, sanctions and anti-bribery and corruption matters.
Please visit our Financial Services Regulation page for more information on how we can help.
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