New sophisticated professional investor regime – what you need to know

金融 | 24/08/2023

The HKMA and SFC issued a joint circular on 28 July 2023 introducing a "Streamlined Approach" for compliance with suitability obligations when dealing with "sophisticated professional investors", which effectively creates a new sub-category of individual professional investors who possess higher levels of net worth and relevant knowledge or experience.

To understand more about the new sophisticated professional investors regime as well as how this may affect you, click here.

分享文章

Stephenson Harwood (Singapore) Alliance advises KfW IPEX-Bank on an $80 million sustainability-linked financing for X-Press Feeders

了解更多

Maritime, Trade & Offshore

Amendments to the Merchant Shipping Act 1995 of Singapore: Removal of the requirement for Bill of Sale endorsement

了解更多

Finance

SFC circulars in February 2026 – trading initiatives to boost digital asset market vibrancy

了解更多

Dispute Resolution

Stephenson Harwood advises BNP Paribas on a $60 million sustainability-linked secured revolving credit facility to Cetus Maritime

了解更多

Maritime & Offshore Finance

Stephenson Harwood advises Chantiers de l'Atlantique on its first €150 million revolving credit facility

了解更多

Restructuring & Insolvency

Stephenson Harwood advises facility agent and lenders in US$250 million loan restructuring

了解更多

Finance

Stephenson Harwood advises Riverchain International Limited on its US$1.2 Million Seed and US$5 Million Series A funding rounds

了解更多

New sophisticated professional investor regime – what you need to know

分享文章

相关领域

关于作者

廖雅明

黄军融

黄颖麟

相关文章

Stephenson Harwood (Singapore) Alliance advises KfW IPEX-Bank on an $80 million sustainability-linked financing for X-Press Feeders

Amendments to the Merchant Shipping Act 1995 of Singapore: Removal of the requirement for Bill of Sale endorsement

SFC circulars in February 2026 – trading initiatives to boost digital asset market vibrancy

Hong Kong High Court sheds light on its bankruptcy jurisdiction

Virtual assets laws and regulations in Hong Kong

Who is the noteholder? Another update …

Stephenson Harwood advises BNP Paribas on a $60 million sustainability-linked secured revolving credit facility to Cetus Maritime

Stephenson Harwood advises Chantiers de l'Atlantique on its first €150 million revolving credit facility

Stephenson Harwood advises facility agent and lenders in US$250 million loan restructuring

Stephenson Harwood advises Riverchain International Limited on its US$1.2 Million Seed and US$5 Million Series A funding rounds