Maeve Mohan
Associate
Maeve is a regulatory and criminal lawyer, with experience advising clients in contentious regulatory matters, primarily within the financial services sector.
Associate
Maeve is a regulatory and criminal lawyer, with experience advising clients in contentious regulatory matters, primarily within the financial services sector.
Language - English
Maeve Mohan is an associate in the Regulatory and Investigations team, where she supports financial institutions and senior executives in navigating contentious and non-contentious regulatory matters. Her expertise extends to high-profile multi-jurisdictional enforcement investigations, often involving the Financial Conduct Authority and the Serious Fraud Office.
Maeve regularly advises clients in relation to UK financial services regulation. Maeve provides advice on regulatory compliance, including in relation to the Money Laundering, Terrorist Financing and Transfer of Funds Regulations 2017, the Modern Slavery Act 2015, the Bribery Act 2010 and the Economic Crime and Corporate Transparency Act 2023.
Outside of financial services, Maeve advises clients in connection with high-profile public Inquiries and internal investigations. Maeve trained in the firm's London and Singapore offices.
Regulatory investigations & enforcement
Acted for an individual in relation to allegations by the Financial Conduct Authority of a lack of integrity under Principle 1.
Corporate / white-collar criminal investigations
Acted for an individual in connection with an SFO investigation regarding allegations of bribery.
Corporate internal investigations
Conducted multiple internal investigations concerning allegations of misconduct, bribery and/or fraud.
Market conduct
Acted for financial institutions, including exchanges, on the detection and prevention of market abuse.
Regulatory supervision
Advised overseas banks based in the UK in respect of their engagement with the PRA and FCA on governance and systems issues.
Regulatory disputes
Advised senior executives, including Board directors and senior management, of major financial institutions in relation to investigations by regulators and prosecutors in the UK and overseas.
Financial services regulation
Advised clients in relation to policies and procedures, reporting obligations and potential liability, including under the Money Laundering, Terrorist Financing and Transfer of Funds Regulations 2017 and the Proceeds of Crime Act 2002.
Whistleblowing
Advised financial institutions on the conduct of internal investigations in connection with allegations concerning breaches of law and regulations.
Public Inquiries
Advised clients in connection with high-profile public Inquiries and internal investigations.
